4341 Schedule A - Consulting Services Agreement - Ron Shaw & Associates IncCONSULTING SERVICES AGREEMENT
BETWEEN:
THE CORPORATION OF THE TOWN OF TILLSON BURG
(the "Client")
-and -
RON SHAW & ASSOCIATES INC.
(the "Consultant")
AND WHEREAS Ron Shaw ("Shaw") is the President and primary or sole shareholder or
partner, officer and director of the Consultant.
AND WHEREAS the Client has agreed to retain the Consultant to provide consulting
services to the Client as more fully described in this Agreement and the Consultant has agreed
to act in that capacity on the terms and conditions set forth in this Agreement.
NOW THEREFORE THIS AGREEMENT WITNESSES that in consideration of the mutual
covenants and agreements contained in this Agreement, the parties agree each with the other
as follows:
SECTION 1.01 -DEFINITIONS
ARTICLE 1
INTERPRETATION
For all purposes of this Agreement, except as otherwise expressly provided or unless the
context otherwise requires:
a) All references to currency herein are deemed to mean currency of Canada;
b) Any reference to "agreement", "approval", "authorization" or "consent" of a party
hereto means the written agreement, written approval, written authorization or
written consent of such parties;
c) "Business Day" means any day, other than Saturday, Sunday or any statutory holiday
in the Province of Ontario;
d). "Business" means the business of the administration of services by a local
government;
-2 -
e) Services" means those services as defined section 3.01 of this Agreement;
f) "Governmental Body" shall mean:
{i) any federal, state, provincial, municipal or other government body;
{ii) any subdivision, department, bureau, agency, commission, board, instrumentality
or authority of any of the foregoing governments or bodies;
{iii) any quasi-governmental or private body exercising any regulatory, expropriation
or taxing authority under or for the account of any of the foregoing governments or
bodies; or
{iv) any judicial, quasi-judicial, arbitration or administrative court, grand jury,
commission, board or panel.
g) "Confidential Information" means all confidential or proprietary information,
intellectual property {including trade secrets) and confidential facts relating to the
administration of local government and protected under the Municipal Freedom of
Information and Protection of Privacy Act:
For greater certainty "Confidential Information" excludes information that is:
{i) in the public domain before disclosure to the Consultant, or becomes in
the public domain thereafter otherwise than as a result of a breach by the
Consultant of its obligations of confidentiality under this Agreement;
{ii) known to the Consultant before it is disclosed by the Client;
{iii) developed independently by the Consultant without reference to the
information disclosed by the Client, as evidenced by written or other
tangible records; or
{iv) received by the Consultant from a third person, who is not under any
obligation to the Client to restrict disclosure.
SECTION 2.01 -APPOINTMENT
ARTICLE 2
APPOINTMENT AND TERM
The Client confirms the engagement of the Consultant to provide the Services as set out
in this Agreement. The Services to be provided by the Consultant will be as an independent
contractor during the term of this Agreement and the Consultant confirms its agreement to
provide the Services to the Client in accordance with the terms of this Agreement. The Services
shall be primarily provided by Shaw, which is a fundamental term of this Agreement.
SECTION 2.02 -TERM
-3 -
The term of this Agreement shall commence on September 16, 2019 and shall continue
until December 20, 2019, unless terminated earlier in accordance with the provisions of this
Agreement or otherwise extended by mutual written agreement of the parties. Both parties
recognize that Shaw has previous commitments already scheduled for September 13, September
20 and December 11, 2019 with AMCTO.
SECTION 3.01 -SERVICES TO BE PROVIOED
ARTICLE 3
SERVICES
During the term of this Agreement the Consultant shall provide the consulting services
described in Schedule A attached to this Agreement and such other services as may be agreed
upon in writing from time to time by the parties (the "Services").
SECTION 3.02 -TIME AND ATTENTION
The Consultant shall devote the necessary time and attention to the performance of the
Services under this Agreement. The hours are expected to be variable and will be based on the
requirements of the Services to be performed for the Client and the availability of the Consultant.
The Consultant is at liberty to provide services for any other person, firm, corporation or entity
provided it meets the requirements as set out in this Agreement.
SECTION 3.03 -DILIGENCE
In providing the Services under this Agreement, the Consultant shall:
a) Act honestly and in good faith with a view to the best interests of the Client; and
b) Exercise the care, diligence and skill that a reasonably prudent consultant would
exercise in comparable circumstances.
SECTION 3.04-OMAA
The Client shall permit Shaw to attend the Fall Workshop of the Ontario Municipal
Administrators' Association on October 17 and 18, 2019 at the Client's expense
SECTION 4.01 -FEES
ARTICLE4
COMPENSATION
The Client shall pay to the Consultant for the performance of the Services the fees set out
in Schedule B attached to this Agreement (the "Fees").
-4 -
SECTION 4.02 -EXPENSES
Expenses relating to performance of the Services shall be the responsibility of the
Consultant or reimbursed by the Client as set out in Schedule B.
SECTION 4.03 -NO WITHHOLDINGS
The Consultant shall pay on its own account or remit, as applicable, all expenses related
to Income Tax, Canada Pension Plan, Employment Insurance, group health, H.S.T. and any other
income or business tax as may be required by any Governmental Body. It is understood and
agreed that all the above are the sole and exclusive responsibility of the Consultant. As an
independent contractor, the Consultant acknowledges that it is responsible for and shall remit
to the appropriate Governmental Body any tax and other amounts as required by any
Governmental Body.
For greater certainty, payment of the Fees shall be made without withholdings for Income
Tax, Canada Pension Plan or Employment Insurance contributions or other like deductions.
SECTION 4.04 -NO ADDITIONAL FEES
For greater certainty, unless otherwise agreed to in writing by the parties hereto, no
additional fee, wage, salary, commission or other payment shall be paid to the Consultant on
account of the Services herein contemplated.
SECTION 4.05 -RECORDS
The Consultant shall maintain such records as reasonably prescribed by the Client from
time to time to verify and substantiate the Services rendered by the Consultant to the Client.
SECTION 5.01 -CONFIDENTIALITY
ARTICLE 5
CONFIDENTIALITY
The Consultant is aware of the Client's needs to maintain confidentiality of its business.
Therefore, except with the consent in writing of the Client, the Consultant shall not, at any time,
directly or indirectly use or disclose to any person or persons, firm, association, syndicate,
company or corporation as principal, agent, shareholder or in any other manner whatsoever, any
Confidential Information, except as reasonably required in performance of the Services.
On the termination of this Agreement, the Consultant shall return all of the Client's
papers, effects and materials which have been entrusted to it.
SECTION 5.02-COVENANTS
-5 -
The parties agree that by reason of the Consultant's unique knowledge and association
with the Business, all restrictions contained in this section are all necessary and fundamental to
the protection of the legitimate interests of the Client and are reasonable and valid. The
covenants contained in this section 5 shall subsist even if the rest of this Agreement shall be
terminated for any reason whatsoever and are severable for such purpose.
SECTION 6.01-PROPERTY RIGHTS
ARTICLEG
PROPERTY RIGHTS
All reports created by the Consultant and provided to the Client in connection with the
Services (the "Work Product") shall be the property of the Client and, to the extent that the
Consultant retains ownership of, or other proprietary rights in, any Work Product, the
Consultant hereby assigns and transfers all of such rights, title and interest in and to such Work
Product to the Client, and the Consultant agrees at the Client's reasonable request and expense
to execute any and all other documents and to give all aid and assistance that, in the opinion of
the Client, may be necessary or desirable in connection with this assignment and transfer or to
enable the Client, its successors and assigns to protect or exploit any Work Product in any
country of the world.
SECTION 7 .01 -ASSIGNMENT BY THE PARTIES
ARTICLE 7
ASSIGNMENT
This Agreement shall be binding upon the parties hereto and shall enure to the benefit of
the Client's successors and assigns. This Agreement is personal to the Consultant and is not
assignable and shall not enure to the benefit of its successors and assigns.
SECTION 8.01 -LEGAL RELATIONSHIP
ARTICLE 8
LEGAL RELATIONS
The legal relationship between the Consultant and the Client arising under this
Agreement shall only be that of an independent contractor and the purchaser of services and, in
particular, nothing in this Agreement shall be construed so as to render the relationship between
the Client and the Consultant to be that of an employer and employee, principal and agent,
partnership or joint venture.
SECTION 9.01-EVENTS OF DEFAULT
-6 -
ARTICLE 9
TERMINATION
It is an event of default (a "default") if:
a) either party fails to observe, perform or carry out any of its obligations hereunder and
such failure is not remedied within 20 days of the other party giving it written notice
of such failure;
b) either party engages in any act, omission or conduct which would entitle the other
party at common law to terminate this Agreement;
c) either party ceases to operate its business;
d) either party becomes bankrupt or commits any act of bankruptcy or makes an
assignment for the benefits of creditors or otherwise.
Notwithstanding the above, the Consultant shall be deemed not to be in default if any of the
events described in this Section 9.01 are caused by the death, illness or disability of Shaw.
SECTION 9.02 -ELECTIVE REMEDIES
In the event of a default, the non-defaulting party may do any one or more of the
following:
a) Pursue any remedy available to it in law or equity, it being acknowledged that specific
performance, injunctive relief (mandatory or otherwise) or equitable relief may be the
only adequate remedy for a default;
b) Take all action in its own name as may be reasonably required to cure the default, in
which event, all reasonable payments, expenses and costs incurred therefore shall be
payable by the other party on demand;
c) Terminate this Agreement by notifying the other party of the default and the exercise
of such election; or
d) Waive the default except, however that a waiver of a particular default shall not
operate as a waiver of any subsequent or continuing default.
SECTION 9.03-TERMINATION ON NOTICE
This Agreement may be terminated for any reason by the Client immediately upon giving
notice in writing to the Consultant. In the event of any such_ termination, the Consultant shall be
-7 -
entitled to payment for time spent performing the duties of the interim CAO of The Town of
Tillsonburg to date plus 20 days on a prorated basis, but in any event not to exceed the total
value of this Agreement. The Consultant shall also be paid any expenses to which it is entitled in
accordance with this Agreement.
SECTION 10.01-CONFLICT OF INTEREST
ARTICLE 10
CONFLICT OF INTEREST
The Consultant represents that it is not a party to any agreement which represents a
conflict of interest with its role as the Client's consultant or the terms of this Agreement or which
materially and adversely affects the Consultant's ability to perform the Services. Further, the
Consultant agrees it will not enter into any agreement or business relationship during the term
of this Agreement that could place it in a conflict of interest position.
ARTICLE 11
LIABILITY LIMITATIONS
SECTION 11.01-LIABILITY EXCLUSIONS/MAXIMUMS
Neither party shall be liable to the other for special, punitive, contingent, indirect or
consequential loss or damage. The maximum aggregate liability of the Consultant to the Client
for any claim, demand, action, cause of action, suit or proceeding under or relating to this
Agreement (collectively, the "Claims"), whether arising in contract, tort, including negligence, by
statute or as matters of strict or absolute liability, shall be limited to an amount equal to the total
Fees payable to the Consultant hereunder. Notwithstanding the above, the limits on Consultant's
liability under this Agreement shall not apply to Claims arising out of the wilful, fraudulent or
criminal misconduct of the Consultant or its directors, officers, employees or agents.
The Consultant shall fall under the Client's liability policies and insurance while
performing the duties of interim CAO for The Corporation of the Town ofTillsonburg.
SECTION 12.01 -SEVERABILITY
ARTICLE 12
GENERAL PROVISIONS
Each provision of this Agreement is declared to constitute a separate and distinct
covenant and to be severable from all other such separate and distinct covenants.
-8 -
SECTION 12.02 -VALIDITY
If any covenant or provision herein is deemed to be void or unenforceable in whole or in
part, then it shall not be deemed to affect or impair the enforceability or validity or any other
covenant or provision of this Agreement or any part thereof.
SECTION 12.03 -ENTIRE AGREEMENT
The provisions herein constitute the entire agreement between the Client and the
Consultant and supersedes all previous expectations, understandings, communications,
representations and agreements, whether verbal or written, between the Client and the
Consultant with respect to the subject matter hereof and may not be modified except by
subsequent agreement in writing and executed by the Client and the Consultant.
SECTION 12.04 -GOVERNING LAW
The validity, enforcement and interpretation of this Agreement, and the rights and
liabilities of the parties, shall be construed and governed by the laws of the Province of Ontario
and the laws of Canada applicable in Ontario.
SECTION 12.05 -INDEPENDENT LEGAL ADVICE
Each party acknowledges that it has an opportunity prior to executing this Agreement to
review and seek independent legal advice with respect to the terms and conditions of this
Agreement.
SECTION 12.06 -CAPTIONS
The captions or headings appearing in this Agreement are inserted for convenience of
reference only and shall not affect the construction thereof.
SECTION 12.07 -NOTICE IN WRITING
Any notice to be given hereunder shall be in writing and shall be sufficiently given if
delivered personally or by prepaid courier or registered mail:
(a) If to the Consultant, to: Attention: Ron Shaw, 146 Unger Island Road, Napanee,
ON K7R 3Ll
(b) If to the Client, to: Attention: Donna Wilson, Clerk, Town of Tillsonburg, 200
Broadway, Suite 204, Tillson burg, ON N4G 5A7.
Any notice given personally or by prepaid courier shall be deemed to be given when so
delivered, and any notice given by prepaid registered mail shall be deemed to be given on the
fourth Business Day after it was mailed.
-9 -
IN WITNESS WHEREOF, the Client and the Consultant have executed this Agreement as
of the 3..-day of 1..tpbQJO, ,,::-:2019.
ORATION OF THE TOWN OF TILLSONBURG
/
By: r----~ u L a/2ih
~r~ilsu½ib/ o~pv/y (/.1 r/"
RON SHAW & ASSOCIATES INC.
By: _____________ _
Ron Shaw, President
-10 -
SCHEDULE A
SERVICES
Reporting to the Mayor/Council the Chief Administrative Officer is the senior official of
the municipality providing organizational leadership. This position is responsible to Council
for administration and coordination of the delivery of services to the municipality's residents
and businesses in a manner that will ensure the effective utilization of the available human,
financial and physical resources. Through Directors and Corporate Managers, implement
policies approved by Council, advise Council on all matters under its jurisdiction, act as a
liaison between Council and staff, represent the Town as directed with other governments
and/or organizations.
PRINCIPAL RESPONSIBILIIIES:
• Reports to, is accountable to and receives direction from Council in the
performance of their duties.
• Coordinates the policy advice that is prepared by Directors/Corporate Managers,
external agencies and consultants to ensure that Council is presented with clear,
comprehensive information and alternatives on which to make reasoned policy
decisions.
• Attends Council and, when required, advisory Committee meetings, being
available to provide advice and information in the formulation of Corporate policy.
• Oversees the overall interpretation, implementation and administration of Council
direction.
• Provides a well coordinated communications network from all administrative levels
to the political level and vice-versa.
• Coordinates all functions of the various departments/offices working with the area
municipalities and special boards and commissions to provide a high level of
service to the residents of the Town.
• Hires, directs, motivates, evaluates the performance, and disciplines up to and
including termination, of the following:
o Director of Operations
o Director of Recreation, Culture & Parks
o Director of Finance
o Fire Chief
o Clerk
o Manager of Human Resources
o General Manager, Hydro Operations
o Chief Building Official
o Development Commissioner
• Directs and assists with Human Resource matters within the mandates approved
by Council.
• Acts as central reference source for inquiries from the public regarding Town
operations, providing prompt and accurate responses and referring technical
items to the appropriate department/office.
-11 -
• Maintains positive public relations for the Town, dealing with the media and
community groups. Will be the primary contact with officials of local municipalities,
County of Oxford and all others concerned with Town operations.
• Maintains up-to-date knowledge of trends and developments affecting Town
operations including legislation, Ministry directives, funding opportunities,
procedural rulings & related matters, bringing relevant items to the attention of
Council and/or Committees and Boards.
• Has signing authority.
• May represent the Town's interests as a member of the Board of Directors of
Tillsonburg Hydro Inc.
• Performs such additional duties and exercises additional responsibilities that may
be required in the interest of the Town and as Council may assign.
-12 -
SCHEDULE B
FEES
Total fees (the "Fees") earned and payable as follows:
• $13,333 per month to be paid monthly.
• Shaw may invoice for each month within one week of beginning each 30 day period and
which shall be paid within two weeks.
• Any reasonable travel expenses are in addition and will be invoiced at cost and in
accordance with the Town's travel policy.
• It is Shaw's responsibility to get to and from work at his expense.
• Services provide from December 16 to December 20, 2019 will not be billed.
• Fees are subject to H.S.T.